16th Annual Financial Markets Law Conference

INTEGRITY, EXCELLENCE AND COMPLIANCE WITHIN NZ’S FINANCIAL MARKETS

22 Oct 2020Aotea Centre, Auckland
Event Details
  • Featured speakers
  • Legal experts
  • Workshops

The 16th Annual Financial Markets Law Conference is the annual event to stay relevant and up to date regarding the recent changes and topical issues in financial markets law. Hear presentations from the regulators and industry leaders so you can provide the highest level of financial service to your clients. Join in the discussion on how to accelerate growth in our financial markets and share your thoughts and experiences in transitioning to the new financial conduct regime.

 

The conference features:

  • Regulation and recommendation updates from the FMA and RBNZ
  • Review of regulators process of governance and enforcement
  • Practical advice on updated legislation change in financial services
  • Sharing views and experiences in transitioning to the new conduct regime
  • Topics on how ESG, Robo advice and privacy bill is impacting the financial markets

 

LOG UP TO 14 CPD HOURS – 7CPD HOURS ON THE CONFERENCE AND 3.5 CPD HOURS PER WORKSHOP

COME WITH YOUR COLLEAGUES - ADD A SECOND DELEGATE FOR HALF PRICE*
*Registrations must be from the same organisation and made at the same time.

 

This event will be run live, online and On Demand for 30 days. 
Due to the uncertainty around government regulations on mass gatherings in response to COVID-19 at any particular time or region, the organisers may make the determination to run the event online and On Demand only. Your ticket is valid for both.

 

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